Closed-End Funds

For Financial Professional Use Only

JVB Financial acts as a co-manager/underwriter of new issue closed-end funds, offering you and your firm access to these issues across multiple lead underwriters with full participation in, and immediate access to, the selling concession. To learn more about participating in this product, contact your JVB representative or Guy Gregoire at (646) 863-0922 or


Past Issues

11/2015: Final Prospectus – Nuveen High Income December 2018 Target Term Fund (JHA)

9/2015: Final Prospectus – First Trust Dynamic Europe Equity Income Fund (FDEU)

7/2015: Final Prospectus – Nuveen High Income 2020 Target Term Fund (JHY)

6/2015: Final Prospectus – Eagle Growth and Income Opportunities Fund (EGIF)

6/2015: Final Prospectus – Tekla World Healthcare Fund (THW)

5/2015: Final Prospectus – AllianzGI Diversified Income & Convertible Fund (ACV)

3/2015: Final Prospectus–Calamos Dynamic Convertible & Income Fund (CCD)

11/2014: Final Prospectus–Miller/Howard High Income Equity Fund (HIE)

10/2014: Final Prospectus–BlackRock Science and Technology Trust (BST)

9/2014: Final Prospectus–Goldman Sachs MLP & Energy Renaissance Fund (GER)

7/2014: Final Prospectus–Tekla Healthcare Opportunities Fund (THQ)

6/2014: Final Prospectus–Duff & Phelps Select Energy MLP Fund Inc. (DSE)

3/2014: Final Prospectus–Nuveen All Cap Energy MLP Opportunity Fund (JMLP)

3/2014: Final Prospectus–First Trust New Opportunities MLP & Energy Fund (FPL)





This material is for financial professional use only.

Penalty Bid Disclosure:
Closed End Funds are offered pursuant to a penalty bid tracking period. If you sell a security purchased in the primary market during the penalty bid period you will be subject to the surrender of the full selling concession. Unless otherwise noted, the penalty bid tracking period is 45 days.

Closed-end funds are traded on the secondary market through one of the stock exchanges. The Fund’s investment return and principal value will fluctuate so that an investor’s shares may be worth more or less than the original cost. Shares of closed-end funds may trade above (a premium) or below (a discount) the net asset value (NAV) of the fund’s portfolio. There is no assurance that the Fund will achieve its investment objective.